Preparation study guide for the Financial Industry Regulatory Authority (FINRA) Series 7 Securities certification exams.
The Series 7 Guide & Prep app is a study guide that helps prepare you for a position as a broker-dealer representative and the General Securities Representative Exam, commonly referred to as the Series 7 Exam.
The FINRA exams cover a broad range of investments including stocks, bonds, options, limited partnerships, and investment company products (e.g., open- and closed-end funds). The Series 7 license is the most comprehensive of several securities licenses that permit an agent to communicate with retail investors.
Includes more than 900 multiple choice quiz questions and 900 flashcards. Includes glossary with common terms and definitions in eleven (11) learning modules for securities brokers.
Module 1: Securities Basics
Module 2: Customer Accounts
Module 3: Exchanges and Trading
Module 4: Corporate Securities
Module 5: U.S. Government Securities
Module 6: Municipal Securities
Module 7: Margin & Options
Module 8: Packaged Securities
Module 9: Taxation and Retirement Plans
Module 10: Regulations
Module 11: Economics & Analysis
Completion of the Series 7 exam provides an individual with the qualifications necessary in order to make different types of trades with all types of corporate securities, excluding commodities and futures.