Basic Capital

Basic Capital provides flexibility and control, to help you build more wealth for tomorrow.

With Basic Capital, you can:

- Open a new IRA that supports one-click backdoor Roth conversion
- Invest in low-cost, passive, diversified ETFs
- Set-up recurring contributions
- Connect to your employer and contribute directly from your paychecks

**Disclaimer**

Basic Capital Group Inc. and its affiliates and subsidiaries (collectively, "Basic Capital") provide this application. Basic Capital does not provide legal, tax, or accounting advice. You should consult with your own qualified financial, legal, and tax advisors before making any investment decisions.

**Recordkeeping Services**

Recordkeeping services are provided through Basic Capital Recordkeeping Services LLC, a wholly owned subsidiary of Basic Capital Group, Inc. Unless expressly agreed to in writing, Basic Capital Recordkeeping Services LLC does not act as a fiduciary under the Employee Retirement Income Security Act of 1974, as amended, with respect to any employee benefit plan.

**Investment Advisory Services**

Investment advisory services on the plan level may be provided through Basic Capital Advisors LLC, a wholly owned subsidiary of Basic Capital Group Inc. registered with the State of New York as an investment adviser. These advisory services are provided solely to the plan sponsor and not to individual plan participants. Participants are not advisory clients of Basic Capital Advisors LLC and should consult their own qualified financial advisors regarding their individual investment decisions.

Registration does not imply a certain level of skill or training. Investing involves risk, including the potential loss of principal. Past performance is not indicative of future results.

Investments in securities are:

**Not FDIC Insured • Not Bank Guaranteed • May Lose Value.**

*Neither Basic Capital Advisors LLC nor its affiliates are a registered broker-dealer or engage in securities brokerage activities. Furthermore, Basic Capital Advisors LLC and its affiliates do not act as a broker-dealer.*

**Investment Financing (“The Retirement Mortgage”)**

Basic Capital’s investment financing arrangement called The Retirement Mortgage is not a security registered under the Securities Act of 1933 or an investment company registered under the Investment Company Act of 1940. This arrangement is not subject to the same regulatory requirements as the investment advisory services provided by Basic Capital Advisors LLC. The investment financing arrangement involves the use of financing or leverage, which carries additional and significant risks beyond those associated with standard investing. This arrangement may not be suitable for all investors. You should carefully consider the investment objectives, risks, terms and conditions, fees and expenses of The Retirement Mortgage before taking advantage of The Retirement Mortgage. Please review all applicable terms, conditions, and risk disclosures specific to the investment financing arrangement before proceeding.

**General**

In the event third-party data or statistics are referenced on this application, they have been obtained from sources believed to be reliable; however, Basic Capital cannot guarantee their accuracy or completeness.

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